FINANCIAL MARKETS 7课件.pptVIP

We examine the role played by investment banks (primary market), securities dealers and brokers (secondary market), and venture capital firm (pre-market).  Topics include: Investment Banks Security Brokers and Dealers Regulation of Securities Firms Relationship Between Securities Firms and Commercial Banks Venture Capital Firms Investment Banks Investment banks perform a variety of crucial functions in financial markets Underwrite the initial sale of stocks and bonds Deal maker in mergers, acquisitions, and spin-offs Middleman in the purchase and sale of companies Private broker to the ve