户mimo系统,对于该系统,在发送端采用脏纸编码（dirty.docVIP

基于PU2RC的下行多用户MIMO系统多模发送方案210007） （2. 东南大学移动通信国家重点实验室，南京，210096） 摘要：针对有限反馈下行多用户（MIMO）系统，提出了一种基于每用户正交码率控制（ PU2RC）的多模发送方案。该方案通过最大化系统的遍历和速率来自适应地选取发送模式系统同时传输的并行数据流数目。由于直接计算系统的遍历和速率比较困难，论文推导出它的一个上界，并以最大化该上界来简化发送模式的选取。仿真结果表明，方案的遍历和速率传统PU2RC方案。 PU2RC based multi-mode transmission for multi-user MIMO downlink systems Zhang Caihua1, Xu Daofeng1, Xu Wei2 (1. The 28th Research Institute of China Electronics Technology Group Corporation, Nanjing, 210007, China) (2. National Mobile Communications Research Laboratory, Southeast University, Nanjing, 210096, China) Abstract: Based on per user unitary and rate control (PU2RC), this study presents a multi-mode transmission scheme for the multi-user multiple-input multiple-output (MIMO) downlink systems with limited feedback. In the proposed scheme, the transmission mode, i.e., the number of data streams for simultaneous transmission, is adaptively chosen to maximize the ergodic sum rate of the system. Due to the difficulty in evaluating the ergodic sum rate, this paper derives an upper bound of the ergodic sum rate and uses it as the metric for transmission mode selection. Simulation results show that the proposed scheme achieves better ergodic sum rate performance than the conventional PU2RC scheme, especially when the number of users in the system is not so large or the signal-to-noise ratio is high. Key words: multiple-input multiple-output (MIMO), multiuser, limited feedback, per user unitary and rate control (PU2RC), multi-mode transmission 引言 多用户多输入多输出（multiple-input multiple-output，MIMO）系统可以同时获得空间复用增益和多用户分集增益，是当前地面蜂窝移动通信领域的一个研究热点[1][2]。本文考虑下行多用户MIMO系统，对于该系统，在发送端采用脏纸编码（dirty paper coding，DPC）可以达到其容量域[3]。然而，DPC过高的实现复杂度使其难以应用于实际系统，因此研究人员提出了一系列低复杂度的发送波束成型方案[4]–[6]。早期针对发送波束成型的研究工作大都基于发送端已知完全的信道状态信息（channel State Information，CSI）这一较为理想的假设。近年来，大量文献研究了基于非理想发送端CSI，特别是基于有限反馈的发送波束成型方案[7]–[12]。这些方案可以分为两类[7]：一类是用户基于各自预先给定的码本对其信道信息量化后反馈给基站[8][9]；在另一类方案中，各用户采用相同的码本，且该码本包含若干备选的预编码矩阵，这类方案包括正交随机波束成型（orthogonal random beamforming，ORBF）[10]和每用