反洗钱国际合作法律框架现状研究——基于FATF视角-国际法专业论文.docxVIP

摘 要 金融行动特别工作组（Financial Action Task Force on Money Laundering, FATF）是当今国际社会反洗钱工作领域最有影响力的专业反洗钱组织，我国于 2007 年成为 FATF 的正式成员，FATF 对我国未来反洗钱工作的开展具有重大指导 意义。2012-2013 年间 FATF 对《反洗钱、反恐怖主义融资及大规模杀伤性武器 扩散国际标准》进行修订，并相应地发布了一系列最佳实践和行动指南以协助各 国实施新的 FATF 建议。同时，FATF 在即将开始的第四轮评估中将采取新的评估 方法，更加关注反洗钱措施执行的有效性，确定风险导向方法（ Risk-Based Approach，RBA）为反洗钱工作的基本方法。基于 FATF 取得的最新成果，本文梳 理并分析了反洗钱国际法律框架的现状及发展趋势，提出做好我国国内反洗钱工 作及参与国际反洗钱合作的法律建议。 关键词：反洗钱，FATF，法律框架，风险导向方式 Abstract Financial Action Task Force on Money Laundering, FATF, is the most influential professional anti-money laundering organizations in current international anti-money laundering field. In the year of 2007, China became a full member of the FATF. FATF is an important guidance for Chinese anti-money laundering work in the future. From 2012 to 2013, FATF revised International Standards on Combating Money Laundering and Financing of Terrorism Proliferation and published a series of best practice papers and guidance so as to assist the members to implement new FATF Recommendations. Meanwhile, FATF will adopt new assessment method in the coming fourth round assessment which will focus on the effectiveness of anti-money laundering measures. Risk-Based Approach is regarded as the fundamental method in anti-money laundering process. Based on the latest accomplishment of FATF, the paper summarizes and analyses the new trend of anti-money laundering legal framework in the world, and puts forward legal suggestions on the anti-money laundering supervision in China. Keywords ： Anti-money Laundering ， FATF, Legal Framework, Risk-based approach 目录 HYPERLINK \l _bookmark0 第 1 章 引言 1 HYPERLINK \l _bookmark1 1.1 概述 1 HYPERLINK \l _bookmark2 1.1.1 背景分析 1 HYPERLINK \l _bookmark3 1.1.2 反洗钱国际合作的必要性 2 HYPERLINK \l _bookmark4 1.2 金融行动特别工作组 3 HYPERLINK \l _bookmark5 第 2 章 国际反洗钱法律框架现状 4 HYPERLINK \l _bookmark6 2.1 设立反洗钱国际标准 4 HYPERLINK \l _bookmark7 2.1.1 新的行动指南 5 HYPERLINK \l _bookmark8 2.1.2 普惠金融 7 HYPERLINK \l _bookmark9 2.1.3 FATF 与反腐败 8 HYPE