对赌协议在股权投资业务中的风险与防范——以深圳创投投资勤上光电为例.pdfVIP

3.4 对赌过程中应用的资本调整机制····················································23 4. 从该股权投资业务案例看对赌协议存在的风险及问题·····························25 4.1 宏观角度看对赌协议在股权投资业务中存在的风险及问题···················25 4.1.1 对赌协议法律保障缺失··························································26 4.1.2 对赌协议行权标准失衡··························································27 4.2 微观角度看对赌协议在股权投资业务中存在的风险及问题···················27 4.2.1 投资方在对赌协议中面临的主要风险 ·······································27 4.2.2 融资方在对赌协议中面临的主要风险 ·······································28 5. 对赌协议在股权投资业务中风险防范的对策建议与启示··························31 5.1 宏观层面对赌协议的风险防范及对策··············································31 5.1.1 构建多层次资本平台·····························································31 5.1.2 完善相关法律法规，提升对赌协议的法律保障···························32 5.1.3 增加对赌主体，保障投资安全 ················································32 5.1.4 重塑对赌协议理念································································32 5.1.5 合理设定对赌的评判及行权标准 ·············································33 5.1.6 创新对赌协议中的金融工具····················································33 5.2 微观层面对赌协议的风险防范及对策··············································34 5.2.1 投资方在对赌协议中如何做好风险应对与防范···························34 5.2.2 融资方在对赌协议中如何做好风险应对与防范···························37 结 论·····························································································41 参考文献··························································································42 致 谢·····························································································46 II 万方数据 Contents 1. Introduction ······················