考证小伙伴cfa备考大礼包2018cfa三级2018cfa三级配套2018l3电子cfa 2018 - level 3 schweser notes book 1.pdf

CFA FRM cfafrm9688 CFA FRM cfafrm9688 Table of Contents 1. Getting Started Flyer 2. Table of Contents 3. Page List 4. Book 1 – Ethical and Professional Standards and Behavioral Finance 5. Wel e to the 2018 Level III SchweserNotes™ 6. Readings and Learning Out e Statements 7. CFA Ins ute Code of Ethics and Standards of Professional Conduct Guidance for Standards I–VII 1. LOS 1.a: Describe the structure of the CFA Ins ute Professional Conduct Program and the disciplinary review process for the enforcement of the Code of Ethics and Standards of Professional Conduct. 2. LOS 1.b: Explain the ethical responsibilities required by the Code of Ethics and the Standards of Professional Conduct, luding the sub-sections of each standard. 3. LOS 2.a: Demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity. 4. LOS 2.b: Re mend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct. 5. Concept Checkers 1. Answers – Concept Checkers 8. Application of the Code and Standards 1. LOS 3.a: Evaluate professional conduct and formulate an appropriate response to actions that violate the Code of Ethics and Standards of Professional Conduct. 2. LOS 3.b: Formulate appropriate policy and procedural changes needed to assure pl