金融监管专业英语核心词汇与缩略语速查手册.docxVIP

第PAGE页共NUMPAGES页

金融监管专业英语核心词汇与缩略语速查手册

一、选择题（每题2分，共10题）

说明：以下题目考查对金融监管核心词汇与缩略语的理解，请选择最合适的答案。

1.Whichofthefollowingtermsreferstotheprocessofsettinglimitsonfinancialinstitutionsriskexposuretopreventsystemicinstability?

A.CapitalAdequacyRatio(CAR)

B.BaselAccords

C.ValueatRisk(VaR)

D.MacroprudentialRegulation

(答案：D)

2.WhatdoesCCARstandforinthecontextofU.S.bankregulation?

A.CommonCoreAssetRatio

B.CapitalConservationAllowanceRatio

C.CommunityCreditAssessmentReport

D.CapitalandCapitalAccumulationRatio

(答案：B)

3.Whichregulatoryframeworkemphasizesbanksliquidityriskmanagement?

A.BaselI

B.BaselII.5

C.Dodd-FrankAct

D.SolvencyII

(答案：B)

4.OTCinfinancialmarketstypicallyrefersto:

A.Open-EndedTradingCircuit

B.Over-the-Countermarkets

C.OverseeTreasuryCommitments

D.OptionalTradingCap

(答案：B)

5.WhatistheprimarypurposeofSTRESStestsinbankingregulation?

A.Assessingshort-termequityrisk

B.Evaluatingstressscenariosonfinancialstability

C.Monitoringstocktradingefficiency

D.Strengtheningregulatoryenforcementstandards

(答案：B)

二、填空题（每题3分，共5题）

说明：请根据上下文填写合适的金融监管词汇或缩略语。

6.The__________framework,introducedbytheBaselCommittee,setsglobalstandardsforbankscapitaladequacyandliquidityrequirements.

(答案：BaselIII)

7.IntheEuropeanUnion,the__________regulationaimstoharmonizefinancialreportingandriskmanagementacrossmemberstates.

(答案：MiFIDII)

8.Abanks__________istheratioofitscapitaltoitsrisk-weightedassets,akeymetricforassessingfinancialhealth.

(答案：CAR)

9.The__________isaU.S.regulatorybodyresponsibleforoverseeingbanksandfinancialinstitutions.

(答案：FDIC)

10.__________referstofinancialtransactionsconducteddirectlybetweentwopartieswithoutintermediaries.

(答案：Debit)

三、匹配题（每题4分，共5题）

说明：将左侧的缩略语与右侧的定义进行匹配。

|左侧缩略语|右侧定义|

|--|--|

|11.GDPR|A