C13003财管理业务实践——瑞银财富管理业务介绍题目与答案(90分).docVIP

ABCD B ABCD 1. 瑞银投研咨询是结构化及系统化的流程，下列不属于投研咨询流程的是2. 瑞银财富管理平台可为客户提供量身定制的投资方案,其中组合委托方案是针对下列（ ）类客户3. 瑞银投研咨询的几个要素包括（ ）、投资绩效、投资标的渗透度分析等。（本题有超过一个的正确选项4. 瑞银投研咨询可为客户顾问和客户提供的帮助包括（ ）等。（本题有超过一个的正确选项5. 在进行财富管理业务过程中，投资顾问要对（ ）等进行定期回顾与检查。（本题有超过一个的正确选项）6. 对每一个投资产品，在产品推出的前、中、后期都要有严格的风险控制程序，以确保客户的风险承受能力与产品的风险与复杂度相匹配。（ ）7. 瑞银投研咨询由财富管理的“投资产品与服务部”牵头进行，与财富管理研究部团队协作，将研究观点与可操作的投资建议结论提供给市场部。（ ）8. 在投研咨询中，投资标的池中的产品必须是经过批准的可投资的产品。（ ）9. 对客户提供的投资建议应建立在了解客户情况及其投资目标的基础上。（ ）10. 瑞银财富管理业务中“以客户为中心”的客户服务阶段包括了解、建议、同意与执行、检讨。其中检讨指的是关注客户的投资产品表现，以便客户可根据市场或个人情况变化来调整个人财富战略。（ ） Japan guard and sui, respectively stationed counties songling, shengze, ping Wang, zhenze town and transport hub, building positions, establishment of mantell, implementing dots occupation. Then in other towns and large rural areas without the enemy garrison. Local over-abundance guerrillas in Wujiang, in which famous Cheng Wanjun, Zhao Anmin force in Taihu Lake area, strict area of Zhu Xis Tomb, Wuzhen, Wang Hesong forces north, luqu, Lili forcefully Hao Daosheng, Chen Ayou Yixing troops each for the party. The first half of 1938, third war zone Commander of the Kuomintang and Chairman of the Jiangsu Province, Gu zhutong, appointed commander Cheng Zeren Shen Liqun and against self-defence Japan guard and sui, respectively stationed counties songling, shengze, ping Wang, zhenze town and transport hub, building positions, establishment of mantell, implementing dots occupation. Then in other towns and large rural areas without the enemy garrison. Local over-abundance guerrillas in Wujiang, in which famous Cheng Wanjun, Zhao Anmin force in Taihu Lake area, strict area of Zhu Xis Tomb, Wuzhen, Wang Hesong forces north, luqu, Lili forcefully Hao Daosheng, Chen Ayou Yixing troops each for the party. The first half of 1938, third war zone Commander of the Kuomintang and Chairman of the Jiangsu Province, Gu zhutong, appointed commander Cheng Zeren Shen Liqun and against self-defence Japan guard and sui, respectively stationed counties songling, sh