- 1、本文档共10页,可阅读全部内容。
- 2、原创力文档(book118)网站文档一经付费(服务费),不意味着购买了该文档的版权,仅供个人/单位学习、研究之用,不得用于商业用途,未经授权,严禁复制、发行、汇编、翻译或者网络传播等,侵权必究。
- 3、本站所有内容均由合作方或网友上传,本站不对文档的完整性、权威性及其观点立场正确性做任何保证或承诺!文档内容仅供研究参考,付费前请自行鉴别。如您付费,意味着您自己接受本站规则且自行承担风险,本站不退款、不进行额外附加服务;查看《如何避免下载的几个坑》。如果您已付费下载过本站文档,您可以点击 这里二次下载。
- 4、如文档侵犯商业秘密、侵犯著作权、侵犯人身权等,请点击“版权申诉”(推荐),也可以打举报电话:400-050-0827(电话支持时间:9:00-18:30)。
查看更多
Global Anti-money Laundering Software Industry(反洗钱软件) 2016 Market Research
Global Anti-money Laundering Software Industry 2016 Market Research ReportChapters1 Industry Overview1.1 Basic Information of Anti-money Laundering Software1.1.1 Definition of Anti-money Laundering SoftwareAnti-money laundering software is software used in the finance and legal industries to meet the legal requirements for financial institutions and other regulated entities to prevent or report money laundering activities. There are four basic types of software that address anti-money laundering: transaction monitoring systems, currency transaction reporting (CTR) systems, customer identity management systems and compliance management software.1.1.2 Classifications of Anti-money Laundering SoftwareTable Classifications of Anti-money Laundering SoftwareClassificationsExplanationTransaction monitoring softwareFocusing on identification of suspicious patterns of transactions which may result in the filing of Suspicious Activity Reports (SARs) or Suspicious Transaction Reports (STRs). Identification of suspicious (as opposed to normal) transactions is part of the KYC requirements.Currency transaction reporting (CTR) softwareDealing with large cash transaction reporting requirements ($10,000 and over in the U.S.)Customer identity management softwareChecking various negative lists (such as OFAC) and represent an initial and ongoing part of Know your customer (KYC) requirements. Electronic verification can also check against other databases to provide positive confirmation of ID such as (in the UK: electoral roll; the share database used by banks and credit agencies; telephone lists; electricity supplier lists; post office delivery database.Compliance management softwareHelping firms comply with AML regulatory requirements; retain the necessary evidence of compliance; and deliver and record appropriate training of relevant staff. In addition, it should have audit trails of compliance officers activities in particular pertaining to the handling of alerts raised against cust
您可能关注的文档
- 一些常用反射工具类.docx
- 9初二英语一般过去时My father______ill yesterday..doc
- 河北工业大学研究生英语期末考试样题--2012.6.docx
- 8086汇编语言常见出错信息一览表.docx
- 06全国大学生英语竞赛A级初赛试题及答案.doc
- 初二状语从句知识梳理.doc
- 修改版三至六年级年级英语单词表.doc
- 大学高级英语第一册张汉熙版第四课原文加翻译Everyday Use for your grandmama.docx
- 英语测试学论文.doc
- gogo五册班单元测试一.doc
- 分析let s单元56ago2卷纸zheng unit56.pdf
- 塑胶材料其它分类原料pa9t 12.pdf
- md16x16数字媒体切换器设备.pdf
- 者参考项目发起人学科类型单位序列承包商修订页代码顺序典型.pdf
- 届世界天然气大会阿姆斯特丹2006add10288.pdf
- 期测试记录表每周weekly g1g6 journeys tests level 6 lesson26.pdf
- modernize-whitepaper现代化您应用程序白皮书.pdf
- anybackup产品典型案例分析.pdf
- 约克金融工程课程tfeslide32.pdf
- 广州市妇女儿童医疗中心历份教学药历01tjy.pdf
文档评论(0)