〖广东省农村合作金融机构员工违规违纪行为处理办法〗知识考试题纲0.doc

《广东省农村合作金融机构员工违规违纪行为处理办法》知识考试题纲 1、对违规人员的处理种类有：( ABCD ) A、批评教育B、经济处理 C、纪律处分D、人事处理 2、员工违规情节轻微且没有造成经济损失或其它不良后果的，可以给予( )或( )。对应当给予纪律处分或人事处理的，不得以经济处理等处理方式替代。（AC） A、批评教育B、人事处理 C、经济处理D、纪律处分 3、因违规行为已对农村合作金融机构造成经济损失的，应承担相应的( C )。 A、间接责任 B、直接责任 C、赔偿责任 D、重要责任 4、因违规行为给农村合作金融机构的贷款或其它资产造成风险或损失的，根据实际情况责令有关责任人限期追回，或给予离岗清收处理。离岗清收的最长期限为(B )。离岗清收期间，只发放基本工资。 A、3个月 B、6个月 C、9个月 D、一年 5、 对员工违规行为处理的特别规定：受到通报批评和纪律处分的，应同时给予经济处理：工作人员受到通报批评的，扣减( )的绩效工资；工作人员受到警告处分的，扣减( )的绩效工资；工作人员受到记过处分的，扣减( )的绩效工资；工作人员受到记大过处分的，扣减( )的绩效工资。（B））））））））））） of the contract must be /; Seven or one copy of the contract, each contract form, contents and elements; VIII, master/slave contract and complete specification interface, contract number. 5.9 other provisions the Bank supports risk managers, accompanied by professional risk management, such as account managers handle the pre-loan investigation, contracts and other key sectors. Risk managers and other professional accompanied by risk managers, account managers are still subject to these measures (procedures) for the fulfilment of duties, qilu Bank risk managers, risk managers, in accordance with the administrative procedures (trial implementation) called for duties. Risk management risk managers and other professional personnel involved in handling, account manager with double handle. 6. the credit policy of the Bank to support capital uses reasonable and sufficient source of repayment, parties of good credit personal loans. As described in the Banks credit policy, marketing advice, business management and other documents. 7. process description and control business processes including personal loans loan application, acceptance and investigation, risk assessment and review, loan approval, Contracting, loan origination, loan payments, credit administration and loan recovery and disposal after nine stages. Process input for receipt of the borrowers application, the output of the process for loan recovery. Process description and control of spec