有关反洗钱立法的联合国公约和国际标准概览.pdf

联合国 毒品和犯罪问题办事处 反洗钱股/ 打击洗钱全球方案 有关反洗钱立法的 联合国公约和国际标准概览 2004 年2 月，维也纳 Vienna International Centre ·P.O. Box 500 ·A-1400 Vienna, Austria ·Tel: (431) 26060 5866 V.04-55747 1 定义 – 金融···················································································································· 7 1.1.1 金融行动工作组40 条建议··········································································· 7 1.1.2 1991 年6 月10 日关于防止利用金融系统洗钱的理事会指令 （91/308/EEC ）····························································································· 11 1.1.3 2001 年12 月4 日欧洲议会和理事会修正关于防止利用金融系统洗钱的 91/308/EEC 号理事会指令的2001/97/EC 号指令········································ 11 1.1.4 2000 年9 月18 日欧洲议会和理事会修正关于从事和开展信贷机构业务 的2000/12/EC 号指令的2000/28/EC 号指令··············································· 14 1.1.5 2000 年9 月18 日欧洲议会和理事会关于从事、开展和谨慎监督电子货 币机构业务的2000/46/EC 号指令································································ 15 2 客户识别·························································································································· 16 2.1.1 金融行动工作组40 条建议··············································································· 16 2.1.2 巴塞尔银行监督委员会 – 客户审慎调查························································ 21 2.1.3 沃尔夫斯贝格集团反洗钱原则········································································· 27 2.1.4 2001 年12 月4 日欧洲议会和理事会修正关于防止利用金融系统洗钱的 91/308/EEC 号理事会指令的2001/97/EC 号指令············································ 30 2.1.5 2001 年财经部长理事会/ 司法与家庭事务理事会联席会议··········