A-PROOF-OF-WALDHAUSEN’S-UNIQUENESS-OF-SPLITTINGS-OF-S3-(AFTER-RUBINSTEIN-AND-SCHARLEMANN).pdfVIP
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A-PROOF-OF-WALDHAUSEN’S-UNIQUENESS-OF-SPLITTINGS-OF-S3-(AFTER-RUBINSTEIN-AND-SCHARLEMANN)
A PROOF OF WALDHAUSEN’S UNIQUENESS OF
SPLITTINGS OF S3 (AFTER RUBINSTEIN AND
SCHARLEMANN)
YO’AV RIECK
In [9] F Waldhausen proved uniqueness of non-stabilized Heegaard
3
splittings of S :
Theorem 1 (Waldhausen). Let Σ ⊂ S3 be a Heegaard surface of genus
g 0. Then Σ is a stabilization of a Heegaard surface of genus g − 1.
In [6] J H Rubinstein and M Scharlemann, using Cerf Theory [2],
developed tools for comparing Heegaard splittings of irreducible, non-
Haken manifolds. As a corollary of their work they obtained a new
proof of Theorem 1. In this note we use Cerf Theory and develop the
3
tools needed for comparing Heegaard splittings of S . This allows us
to use Rubinstein and Scharlemann’s philosophy and obtain a simpler
proof of Theorem 1. We assume familiarity with the basic facts and
standard terminology of 3-manifold topology and in particular Hee-
gaard splittings; see [7].
We begin with an outline of the proof. As with many proofs of Theo-
rem 1 we assume the theorem is false and pick Σ to be a minimal genus
counterexample; we induct on g , the genus of Σ. A simple application
of van Kampen’s theorem shows that if g = 1 then the meridians of
the complementary solid tori intersect minimally once and hence Σ is
3
a stabilization of the genus zero splitting of S . The heart of the argu-
ment (in the following sections) is to show that if g 1 then Σ weakly
reduces. By A Casson and C McA Gordon’s seminal work [1] either Σ
reduces or S3 contains an essential surface. As the latter is impossible,
Σ must reduce. Cutting S3 open along the reducing sphere we obtain 2
balls (say B and
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