多视角看大模型安全及实践.pdf

计算机研究与发展DOI：10.7544/issn1000-1239.202330955

Journal

of

Computer

Research

and

Development61（5）：1104−1112，2024

多视角看大模型安全及实践

王笑尘张坤张鹏

（北京智谱华章科技有限公司北京100086）

（xiaochen.wang@）

LargeModelSafetyandPracticefromMultiplePerspectives

Wang

Xiaochen,

Zhang

Kun,

and

Zhang

Peng

（BeijingKnowledgeAtlasTechnologyCo.,Ltd.,Beijing100086）

AbstractWith

the

widespread

application

of

big

models

in

the

field

of

artificial

intelligence,

the

security

issues

of

large

models,

especially

large

language

models,

have

received

attention.

As

an

emerging

technology,

the

security

situation

analysis

of

large

models

and

the

construction

of

security

systems

need

further

exploration.

We

analyze

the

overall

trend

of

large

model

security

from

two

perspectives:

society

and

technology

application.

Based

on

the

characteristics

of

large

models,

we

sort

out

the

practice

of

large

model

security

building,

and

provide

a

reference

plan

for

building

a

security

system

for

large

model

development

and

large

model

application

construction.

The

large

model

security

practice

plan

introduced

in

this

article

includes

three

parts:

security

benchmark

construction,

model

values

alignment

method,

and

model

online

service

security

system

construction.

Keywords

large

model；large

model

online

service；security

system；artificial

intelligence

ethics；large

model

security

situation

analysis

摘要随着人工智能领域大模型（large

model）的广泛应用，大模型，尤其是大语言模型（large

language

model，LLM）的安全问题受到了广泛关注.

大模型作为一种新兴技术，与之相关的安全态势分析以及安

全体系建设均亟待挖掘与探索.

从社会关系以及技术应用2个视角，分析了大模型安全的整体趋势.

同时，

基于大模型自身的特点，梳理了大模型安全能力建设的实践思路，为大模型研发、大模型应用构建提供了

安全体系构建的参考方案.

介绍的大模型安全能力实践方案包括安全评估基准建设、模型价值观对齐方

法、模型线上服务安全系统建设3个部分.

关键词大模型；大模型线上服务；安全系统；人工智能伦理；大模型安全形势分析

中图法分类号TP183

随着深度学习技术的不断发展和应用，大模型视角看待大模型安全，将重点介绍技术应用方面，并

逐渐成为学术界和工业界研究的热点.

这些模型具主要讨论3个参与方的安全管理问题