2024年度证券公司投资者服务与保护报告.pdfVIP

2024年度│证券公司投资者服务与保护报告

ThelnvestorServiceandProtectionReportofSecuritiesCompanies2024

目录

CONTENTS

证券行业持续健全投资者保护机制助力资本市场高质量发展

坚守初心使命深化改革创新证券行业谱写投资者服务与保护新篇章

一、强本强基，筑牢投资者保护制度体系··································································06

（一）政策制度，顶层设计锚定高质量发展方向··························································06

（二）文化赋能，行业培育责任为本的内生动力··························································07

（三）协同共治，生态共建凝聚多方合力····································································07

二、精准护航，构建全周期投资者服务生态·······························································08

（一）筑基启航，做好新入市投资者等重点群体教育服务··············································08

（二）聚力深耕，ETF投教品牌矩阵打造·····································································09

（三）精准适配，适当性管理与教育场景融合······························································10

三、责任引领，创新金融为民探索实践····································································11

（一）传承红色基因，深化党建引领投教····································································12

（二）融合国民教育，夯实金融素养基础····································································12

（三）聚焦乡村振兴，赋能基层金融教育····································································13

四、数字赋能，打造智慧投教创新范式····································································13

（一）构建智能投教生态系统，实现技术赋能投教升级··················································14

（二）打造精准化服务闭环，提升投资者教育实效性·····················································14

（三）建立长效价值引导机制，培育理性投资文化························································15

五、防控风险，完善权益救济保障闭环····································································16

（一）退市风险教育与保护····································································