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- 2026-05-29 发布于河北
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2025年CFA一级考试真题（道德伦理）
考试时间：______分钟总分：______分姓名：______
一、
Anassociateatabroker-dealerisanalyzingapotentialinvestmentrecommendationforaclient.Therecommendationinvolvesarelativelyobscuresmall-capstockthattheassociatehasnotpersonallyresearchedbuthasbeenrecommendedbyathird-partyresearchfirmwithwhichthebroker-dealerhasadistributionagreement.Theassociateknowsthattheresearchfirmreceivescompensationfromthebroker-dealerbasedonthevolumeoftradesgeneratedbyitsrecommendations.Theclienthasexpressedalowrisktoleranceandaprefe
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