2026年CFA一级金融市场道德规范测试卷.docxVIP

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2026年CFA一级金融市场道德规范测试卷.docx

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2026年CFA一级金融市场道德规范测试卷

考试时间:______分钟总分:______分姓名:______

一、单选题

1.Aninvestmentmanagerisconsideringsendingapromotionalemailtopotentialclients.Theemailhighlightsthemanagersexcellentperformanceinthepastyearbutfailstomentionthattheperformancewasachievedinabullmarketandthatthemanagersstrategyinvolvessignificantshortpositions.Whichofthefollowingbestdescribestheethicalissueinthisscenario?

a)Conflictsofinterest

b)Misleadingcommunications

c)Inadequatedisclosure

d)Improperuseofproprietaryinformatio

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