2016年CFA一级核心考点速查手册.pdfVIP

LEVELISCHWESER’SQuickSheet

CRITICALCONCEPTSFORTHE2016CFA®EXAM

ETHICALANDPROFESSIONALSTANDARDS

IProfessionalism

I(A)KnowledgeoftheLaw.

I(B)ceandObjectivity

I(C)Misrepresentation.

I(D)Misconduct

IIIntegrityofCapitalMarkets

II(A)MaterialNonpublicInformation.

II(B)MarketManipulation

IIIDutiestoClients

III(A)Loyalty,Prudence,andCare.

III(B)FairDealing

III(C)Suitability.

III(D)PerformancePresentation.

III(E)Preservationofity

IVDutiestoEmployers

IV(A)Loyalty.

IV(B)AdditionalCompensationArrangements.