公司法视野下司法适度干预原则之需求与回应论文.pdfVIP

公司法视野下司法适度干预原则之需求与回应 摘 要 近年来，公司诉讼迅速增长并发生显著变化，显示出公司、股东及 经营者等利益相关者因公司自治缺位或失效而意图寻求保护和救济的巨 大司法需求。司法应当及时适应这种需求的变化并以需求的本质为考量 给予科学回应。本文在选取典型地方法院数据，对公司的司法需求展开 从表象到实质的多层次分析基础上，阐明适度干预正是这一需求的必然 要求，是公司法司法领域的基本原则，并认为该原则的确立以实践的需 要为基点，又当应用于实践并接受其检验。随后，本文以实例为依托对 适度干预原则的适用从干预目的、立法精神、社会效果、利益衡量等方 面加以分析，意图为实践操作设置统领全局的适用标准，以避免原则空 泛的理解适用和利于达成基本的共识。最后，针对适度干预原则缺乏司 法层面系统研究的现状，为进一步增强选题意义和实现论述目的，文章 尝试在前述基本原则和标准引领下，针对该原则在各种不同场合和情形 下的适用，结合典型实例进行分类研究，以相对实现对干预“度”的规 律性的推衍。提出应针对公司内部和外部关系的不同场合、强制性和任 意性规范的不同性质、闭锁性与开放性公司的不同对象、程序性和实体 性干预的不同措施、积极性与消极性干预的不同姿态，在正确区分基础 上适用不同的规则。 关键词：公司诉讼，需求与回应，公司治理，适度干预 DEMANDING AND MEETING OF THE PRINCIPLE OF MODERATE JUDICIAL INTERFERENCE UNDER THE COMPANY LAW ABSTRACT In recent years, company lawsuits have grown rapidly and changed remarkably, showing a huge demand for the judicial remedies by such interested parties as companies, shareholders, managers, etc. due to the absence or malfunction of the company autonomy. The judiciary should adapt swiftly and respond scientifically to the change according to the nature of the demand. The article analyzes the judicial needs of company on multi-levels from appearance to essence by selecting typical data from local courts and points out that moderate interference is the only answer to such needs and it’s a fundamental principle in the judicial field of company law. This principle is established on the needs of the practice while should be applied to and tested by it. Then the article illustrates the application of the principle through concrete examples on such aspects as the aim of interference, the spirit of legislation, the social effects, the balance of interests, and so on, in order to set up general standards for the practices, a