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Ultraviolet Photoelectron
Spectroscopy (UPS)-1
Louis Scudiero
/~scudiero; 5-2669
scudiero@
Koopmans’ Theorem
The binding energy of an electron in state i is equal to the negative of
the orbital energy of the ith state.
I −ε
i i
(the ion is represented by (N-1) frozen orbitals)
Koopmans’ theorem makes possible the identification of calculated
orbital energies with ionization potentials.
But it does not allow for electronic relaxation
The ionization energy for the removal of electrons from different
orbitals in a molecule is given by the energy difference between the
initial state of the neutral molecule (in the ground state) and the final
state that is the state of the ionized molecule.
1. Intra-molecular relaxation (relaxation energy for a free molecule)
The N-1 electrons are rearranged around the hole, leading to lowering
of the energy.
2. Extra-molecular Relaxation
When a gas is chemisorbed on a surface the energy levels of the
chemisorbed molecule are shifted relative to those of the free gas.
Effects: Bonding (initial state)
Relaxation (final state) or (polarization screening)
The measured binding energy is always lower than the one calculated
from Koopmans’ theorem.
Example : O 1s in CO O 2s
BE (expt) = 532.3 eV BE (expt) = 38.9 eV
BE (Koopmans) = 562.4 eV BE (Koopmans) = 41.1 eV
UV Commonly Used Lines (16.6 to 40.8 eV)
Ionization sources are Ne I (16.6 eV), Ne II (26.8 eV) and He I (21.2
eV), He II (40.8 eV).
These lines are produced by cold cathode capillary discharge. They
represent resonance fluorescence produced when the gas is excited in
the discharge and then decays back to its ground state.
I -- lig
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