金融衍生工具监管制度探究.pdf

济发挥积极作用。笔者从我国金融衍生工具及其监管现状出发，认为发展我国 金融衍生工具必须明确发展的战略原则，选择适合我国国情的监管模式，更新 监管理念。监管与立法先行，避免走过去“先发展，后规范”的老路，立法及 配套制度应进一步完善，监管的具体措施及其可操作性应当加强。在国内建立 起公平竞争的市场环境，顺应金融衍生工具监管国际化的潮流，加强监管的国 际合作。 关键词：金融衍生工具：汇率；期权；股票指数：期货； Abstract FinancialDerivativesinour the countrydeveloped comparativelylate，and definitionofitwas tothe ofdifferentinthe mostlyaccordingdescription objects domesticandinternational stillCannot documents，and becomeunified boundary settle．Afterthe ofeach canconclude summaryanalysis representativedefinition，we thatFinancialDerivativeswasbasedonthe of financial foundation premise tool，and the wasdecidedthefinancialstockin willclinchadealof price by advance，and financialcontractinfuture．FinancialDerivativesbeakindof should bi—duty, rewardedand contractwhichisformedtheclient’Strue the promised by willing，and ofthedealofcontractisakindof object right． FinancialDerivativesisan and inthemarketeconomic importantnecessarypart it thefunctionof system，sinceeNoys avoidingrisk，price the the and theresourcesandSOonWhenmarket earningsinstalling appears FinancialDerivativesand the alsocanbeawareofthe and benefits，it eNoys