凯利板第二章.docVIP

CONTENTS Definitions And Interpretation定义 Chapter 1 Introduction介绍 Chapter 2 Sponsors保荐人 Chapter 3 Disciplinary Appeals Procedures控诉程序 Chapter 4 Equity Securities资产性证券 Chapter 5 Reserved保留的 Chapter 6 Reserved保留的 Chapter 7 Continuing Obligations持续性义务 Chapter 8 Changes in Capital资本金变化 Chapter 9 Interested Person Transactions权益人交易 Chapter 10 Acquisitions and Realisations收购 Chapter 11 Takeovers接管 Chapter 12 Circulars and Annual Reports报告制度 Chapter 13 Trading Halt, Suspension and Delisting交易的暂停、停止及退市 Chapter 14 Transition Rules交易规则 APPENDICES附件 Appendix 2A Catalist Sponsor Application Form保荐人申请表 Appendix 2B Catalist Registered Professional Registration Form注册专业人员登记表 Appendix 2C Change of Sponsor Confirmation保荐人承诺 Appendix 2D Sponsor Independence保荐人的独立性 Appendix 2E Sponsor’s Annual Return保荐人的年度收益 Appendix 4A Pre-Admission Notification保荐上市前的公告 Appendix 4B Initial Public Offering Listing Confirmation首次公开发行的上市批准 Appendix 4C Articles of Association公司章程 Appendix 4D Transfer Confirmation by Sponsor保荐人做出的过户批准 Appendix 4E Applicant’s Listing Agreement申请者的上市协议 Appendix 4F Steps in the Initial Public Offering / Very Substantial Acquisition/Reverse Takeover Process首次公开发行、收购、反向收购的步骤 Appendix 7A Corporate Disclosure Policy信息披露政策 Appendix 7B Notice of Substantial Shareholders’ and Directors’ Interests and Changes in Interests大股东和董事的收益及其变化的公告 Appendix 7C Appointment of a Relative of a Director, Chief Executive Officer, or Substantial Shareholder of an Issuer to a Managerial Position in the Issuer or any of its任命发行人的董事、CEO和股东的关系人担任管理层 Principal Subsidiaries主要的辅助性文件 Appendix 7D Financial Statements and Dividend Announcement财务决算和利润分配的公告 Appendix 7E Minimum Terms of Sponsorship保荐人的最短期限 Appendix 8A Disclosure Requirements for Rights Issue or Bought Deals增股或包销的必要性条件 Appendix 8B Confirmation for Corporate Actions / Additional Listing股东会决议的批准 Appendix 8C Notification for Listing of Securities Arising from Exercise of Company Warrants / Convertible Preference Shares / Convertible Loan Stocks /