金融学(双语)复习资料第3章.docVIP

Chapter 3 SECURITIES MARKETS TRUE/FALSE F 1. The major function of the New York Stock Exchange is to raise funds for corporations. F 2. The SEC sets the margin requirement. F 3. If a stock is quoted 1011, an investor can sell the stock for $11 a share. T 4. Stocks not traded on an organized exchange are traded overthecounter (e.g., the Nasdaq stock market). T 5. A brokerage firm that offers to buy and sell a stock at specified bid and ask prices is making a market. T 6. A specialist makes a market in stocks traded on an organized exchange. T 7. Investors are protect