上海国际能源交易中心规则专有名词及含义中英文对照表Glossaryof.docVIP

上海国际能源交易中心规则专有名词及含义中英文对照表 Glossary of the Rules of the Shanghai International Energy Exchange in Chinese and English 中文 English 1 “《境外办法》 “Interim Measures” the Interim Measures on the Administration of Overseas Trading Participants’ and Overseas Brokerage Institutions’ Engagement in Trading of Domestic Specified Futures Products 2 “会员是指根据法律法规和章程的有关规定，经能源中心审核批准，在能源中心进行期货交易活动的在中国境内依法成立的企业法人或者其他经济组织。 Member” A Member of the Exchange is an enterprise legal person or a business organization that is registered in the PRC and approved by the Exchange, pursuant to the relevant rules and regulations in relation to futures trading activities in the PRC and the Articles of Association of the Exchange, to engage in the futures trading activities. 3 ?境外交易者，即《境外办法》第二条第二款规定的境外交易者，是指从事期货交易并承担交易结果，在中国境外依法成立的法人、其他经济组织，或者依法拥有境外公民身份的自然人。 “Overseas Trading Participant” In accordance with the Paragraph 2, Article 2 of the “Interim Measures”, an Overseas Trading Participant is a legal person or another business organization that is duly established outside of the PRC as prescribed in the Interim Measures, or a natural person with lawful foreign citizenship who conducts futures trading and assume the trading results. 4 “境外经纪机构，即《境外办法》第二条第三款规定的境外经纪机构，是指在中国境外依法设立、具有所在国（地区）期货监管机构认可的可以接受交易者资金和交易指令并以自己名义为交易者进行期货交易资质的金融机构。 Overseas Intermediary” In accordance with the Paragraph 3, Article 2 of the “Interim Measures”, an Overseas Intermediary is a financial institution duly incorporated outside of the PRC as prescribed in the Interim Measures and certified or licensed by the local competent authority to accept funds and trading orders from trading participants and execute futures orders in its own name for its Clients. 5 “客户是指依照中国法律法规规定，委托期货公司会员、境外特殊经纪参与者、境外中介机构等进行期货交易，并承担交易结果的境内外自然人、法人和其他经济组织。 “Client” A natural person, legal person other business organization domiciled in or outside of the PRC that entrusts an FF Member, Overseas Special Brokerage Participant, Overseas Interme