CAP W SECURITIES AND FUTURES (PRICE STABILIZING) RULES五【DOC精选】.doc

CAP 571W SECURITIES AND FUTURES (PRICE STABILIZING) RULES五 摘要：本文主要介绍了CAP 571W SECURITIES AND FUTURES (PRICE STABILIZING) RULES的主要内容。 4. Offer document (f) Notes: (a) Item 1 extends to any statement in respect of the offer made by or on behalf of the offeror or the stabilizing manager on screen facilities (whether provided by the stabilizing manager or not) conveying information on prices for a sale or purchase of securities. (b) For items 1 and 3, adequate disclosure is given if the communication contains some indication of the fact that the price of the securities the subject of the offer may be stabilized in accordance with these Rules. For this purpose, a reference to details of intended stabilization/SFO in [name the relevant offer document] will be sufficient. (c) For item 2, adequate disclosure is given if the announcement includes a statement of the fact that the price of the securities the subject of the offer may be stabilized in accordance with these Rules. For this purpose, a reference to the details of the intended stabilization and how it will be regulated under the Securities and Futures Ordinance will be contained in [name the relevant offer document] or words to similar effect, will be sufficient. (d) Items 1 and 2 only apply to communications made after the later of the following 2 dates- (i) the first public announcement date; or (ii) the 45th day before the first day of the stabilizing period. (e) Items 1, 2 and 3 only apply to communications made prior to the issue of the offer document. (f) For item 4, adequate disclosure is given if the communication contains- (i) wording substantially similar to the following- In connection with this [issue/offer], [name the stabilizing manager] [or any person acting for it] may over-allot or effect transactions with a view to supporting the market price of [give description of the relevant securities] at a level higher than that which might otherwise prevail for a limited period after the issue date. However,