JVContract(SEM)(Octversion).docVIP

EQUITY JOINT VENTURE CONTRACT 合资经营合同 THIS CONTRACT is made and entered into this ____ day of _______ 2004 by and between CATERPILLAR (CHINA) INVESTMENT CO., LTD. (CCI), a wholly foreign-owned investment company established under the laws of the People’s Republic of China with its legal address at Room 1701 China Life Tower, No. 16 Chaoyangmenwai Avenue, Beijing 100020, PRC (CCI), Caterpillar (HK) Ltd., a limited liability company established under the laws of the Hong Kong Special Administrative Region with its registered address at [ ] (CAT (HK)), and the PRC natural persons set out in Schedule 1 (the Individual Shareholders) in ______________, the People’s Republic of China (PRC). CCI, CAT (HK) and the Individual Shareholders are hereinafter collectively referred to as the “Parties” and individually as a “Party”. Any reference herein to “SEM” or “the JV Company” shall not be deemed exclusive and shall apply both to SEM and to the JV Company as the post-Conversion successor of SEM unless the context requires otherwise. 本合同由卡特彼勒（中国）投资有限公司（下称“CCI”）（一家依照中华人民共和国法律组建的外商独资投资性公司，其法定地址为中国北京朝阳门外大街16号中国人寿大厦1701室）、卡特彼勒（香港）有限公司（下称“卡特（香港）”）（一家依照香港特别行政区法律组建的有限责任公司，其注册地址为〔　　　　　　　　　　〕）和附录1所列的中华人民共和国（下称“中国”）________的各自然人（下称“所有个人股东”）于2004年____月____日订立。CCI、卡特（香港）和所有个人股东以下合称“各方”，分别称“一方”。除非上下文另有规定，本合同中凡提及“山工”或“合资公司”处均不得视为是排它性的，应即适用于山工也适用于作为山工改制后继承人的合资公司。 WHEREAS, 鉴于： (A) The Individual Shareholders and Shandong Engineering Machinery Group Co., Ltd. (SEM Group) hold 100% of the equity of Shandong SEM Machinery Co., Ltd. (SEM), a limited liability company organized under PRC law. (A) 所有个人股东和山东工程机械集团有限公司（“山工集团”）持有山东山工机械有 限公司（一家根据中国法律组建的有限责任公司，下称“山工”）100%的股权。 (B) Pursuant to an Equity Transfer Agreement entered into on same date by CCI, CAT (HK) and the Individual Shareholders and a SEM Group Equity Transfer Agreement entered into on same date by CCI, CAT (HK) and SEM Group, CCI shall acquire SEM Groups entire 20% interest in the registered capital of SEM and an additional 20% interest