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Abrupt and Gradual Sound Change in an Expanding Lexicon
Abrupt and Gradual Sound Change in an Expanding Lexicon
Melissa A. Redford and Risto Miikkulainen
The University of Texas at Austin
Abstract
The sound structure of language changes over time, but the process of change is not well understood. Sound change
appears to occur abruptly as well as gradually, but it is not clear why, and it is not clear how the different rates of
change affect the sound structures that emerge. This paper advances two hypotheses to answer these questions: (1)
The Rate Hypothesis suggests that change occurs abruptly or gradually depending on how much an existing system
is destabilized by social and cultural forces. (2) The Variation Hypothesis suggests that a greater diversity of sound
structures emerge from abrupt change than gradual change because selection occurs on larger amounts of variation
in more destabilized systems. These two hypotheses were tested in a computational model of sound change. The
simulation results confirmed the hypotheses, and further suggested that abrupt change initially results in functionally
suboptimal structure, whereas gradual change preserves good functionality. Overall, the study explains different rates
of change in terms of a single framework and resolves a paradox in historical linguistics in which abrupt and gradual
change are seen as incompatible, yet both exist.
1 INTRODUCTION
The pronunciation of words in a given language changes over time. This process, known as sound change, begins when
speakers start pronouncing words with similar sound structures differently. Over time, several pronunciations coexist;
eventually a single new pronunciation becomes the standard for a particular word class in a lexicon, completing the
change. A well-known example of sound change is Grimm’s Law, which formalizes the First Germanic Consonant
Shift (Hock, 1991). As part of this shift, most instances of Proto-Indo-European voiceless stops were changed into
Germanic voiceless fricatives. Accordingly, Germanic words diffe
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