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Linearand q-LinearBirth-and-DeathProcesseswithKilling.pdf

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Linearand q-LinearBirth-and-DeathProcesseswithKilling

Linear and q-Linear Birth–and–Death Processes with Killing: Spectral Analysis of Mixed Rate Structures via Regular Perturbation Theory ANDREAS RUFFING1 AND MORITZ SIMON2 1Department of Mathematics Munich University of Technology Boltzmannstra?e 3, D–85747 Garching, Germany ruffing@ma.tum.de 2Institute of Biomathematics and Biometry GSF — National Research Center for Environment and Health Ingolsta?dter Landstra?e 1, D–85764 Neuherberg, Germany moritz.simon@gsf.de Abstract Mixed linear birth–and–death processes with killing are investigated in view of their spectral representation. Having discussed the relations of linear/q-linear rate structures to Meixner/Al-Salam–Chihara polynomials, six special types of such mixed rate structures shall be encountered. Half of them can be understood as pertur- bations of pure birth–and–death processes, whereas the other half yields regular perturbations of pure killing structures. We first handle the respective point spectra in the cases of bounded perturbations via analytic Kato–Rellich theory. Then we discuss the more difficult cases of unbounded perturbations, especially in the problematic situation where the underlying moment problem is indeterminate. Explicit sufficient conditions for the regularity of the spectral perturbations are established. Finally, we provide approximations of the spectral mass points up to second/third order in the coupling constant under domination of killing. Possible significance of the results in stochastic population dynamics is discussed towards the end, as well as further perspectives of perturbation theoretic approaches in the realm of population processes. Keywords and phrases: Birth–and–death process with killing, Karlin–McGregor representation, Meixner polynomials, Al-Salam–Chihara polynomials, mixed linear rate structures, spectral analysis, regular perturbation theory. 2000 Mathematics Subject Classification: Primary 47N30, 60J80; Secondary 33E99, 47A55, 47N60, 62M15. 1 Introduction: Linea