CFA三级私人财富管理.pdf

高顿教育旗下品牌：高顿网校 高顿网校CFA 2013年CFA三级私人财富管理备考概论 第 2 页 高顿网校： 0212013年的考纲变化 ? 私人财富管理（Private Wealth Management）中的传统 金融学和行为金融学的综合（Goals-Based Investing: Integrating Traditional and Behavioral Finance） 这一章被删除。 第 3 页 高顿网校： 021近两年考情分析 1. 上午考试的第一题一般来自于“私人财富管理” 。要求 考生能够根据个人投资者信息确定投资目标和投资约束。 第 4 页 高顿网校： 021考试需要掌握的具体内容 Reading LOS 10.管理个 人投资者 的投资组 合 a) discuss how source of wealth, measure of wealth, and stage of life affect an individual investors risk tolerance b) explain the role of situational and psychological profiling in understanding an individual investor c) compare the traditional finance and behavioral finance models of investor decision making d) explain the influence of investor psychology on risk tolerance and investment choices e) explain the use of a personality typing questionnaire for identifying an investors personality type f) compare risk attitudes and decision-making styles among distinct investor personality types, including cautious, methodical, spontaneous, and individualistic investors g) explain the potential benefits, for both clients and investment advisers, of having a formal investment policy statement h) explain the process involved in creating an investment policy statement 第 5 页 高顿网校： 021考试需要掌握的具体内容 Reading LOS 10.管理个 人投资者 的投资组 合 i) distinguish between required return and desired return and explain the impact these have on the individual investors investment policy j) explain how to set risk and return objectives for individual investor portfolios and discuss the impact that ability and willingness to take risk have on risk tolerance k) discuss each of the major constraint categories included in an individual investors investment policy statement l) formulate and justify an investment policy statement for an individual investor m) determine the strategic asset allocation that is most appropriate for an individual investors specific investment objectives and constraints n) compare Monte Car