INVESTMENTADVISORYAGREEMENT-ThePlannersNetwork.docVIP

INVESTMENT ADVISORY AGREEMENT [IAR Name] This Agreement is entered into by The Planners Network, Inc. (“TPN”) and _________________________________ (“Client”). [IAR Name] is Client’s TPN Investment Advisor Representative (“IAR”). In consideration of the mutual benefits to be derived from this Agreement, it is understood and agreed as follows: ( SERVICES: [Customization Note: Select the services applicable to you and delete the others.] Based upon information furnished by Client, TPN shall provide the following service(s) as initialed by client. a. ___ Asset Management (Investment Supervisory) services for continuous monitoring of the portfolio. b. ___ Asset Management (Managed Account) services for periodic monitoring of the portfolio. c. ___ Financial Planning taking into account Client’s financial and tax status and risk/reward objectives, which may focus on investments and/or other life stages. ? Comprehensive ? Segmented on the following focus areas: _________________________________________________________________ d. ___ Consultations on investments, business consult, or other matters as specified: _________________________________________________________________ ( CUSTODIAL ARRANGEMENT: [Customization Note: Select (or add) the custodial information applicable to you.] A qualified custodian maintains Client funds and securities in a separate account for Client under Clients name. Client is urged to compare custodial account statements against statements prepared by TPN for accuracy. Account may be custodied at: ( Pershing LLC, One Pershing Plaza, Jersey City, New Jersey 07399 ( Charles Schwab Co., Inc., 101 Montgomery Street, San Francisco, CA 94104 ( In some instances mutual funds will be held direct by the fund company in a separate account for Client under Clients name. Client will receive statements from the fund company with contact address information. ( TRADING AUTHORIZATION: (indicate as applicable: ? YES ? NO) Client