上市公司现场检查办法（Measures for on-the-spot inspection of listed companies）.docVIP

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上市公司现场检查办法（Measures for on-the-spot inspection of listed companies）.doc

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上市公司现场检查办法（Measures for on-the-spot inspection of listed companies）

上市公司现场检查办法（Measures for on-the-spot inspection of listed companies） To the on-site inspection of listed companies China Securities Regulatory Commission announcement 2010 No. 12 In order to meet the needs of listed company supervision practice, I will make the listed companies on-site inspection procedures, is hereby promulgated and shall come into force as of May 20, 2010. China Securities Regulatory Commission Two April 13th 2010 To the on-site inspection of listed companies Chapter I General Provisions Article 1 in order to conduct on-site inspection of listed companies, to strengthen the supervision and management of listed companies and related parties, protect the legitimate rights and interests of investors, maintaining the order of the securities market, according to the Securities Law, company law and other laws and administrative regulations formulated. Second said on-site inspection as mentioned in these Measures refers to the Chinese Securities Regulatory Commission and its agencies (hereinafter referred to as the Chinese Commission) in the listed company and its affiliated enterprises and institutions (hereinafter referred to as the inspection object) of the production and management institutions and other relevant field, to consult and copy the documents and materials, the real the conversation, and ask the way to conduct supervision and inspection of the inspection object information disclosure and corporate governance standard operation. Third China CSRC shall perform their duties, conduct on-site inspection, inspection object and its staff shall cooperate and guarantee to provide the relevant documents and information is true, accurate and complete, timely, and shall not refuse or obstruct and hide. The fourth China commission to implement on-site inspection personnel (hereinafter referred to as inspectors) must be devoted to their duties, in accordance with the law, honesty and self-discipline, to ensure the on-site inspection of independent, objec