北京铁矿石交易中心铁矿石现货交易风险控制管理办法administrative.pdf

北京铁矿石交易中心 铁矿石现货交易风险控制管理办法 Administrative Measures for Risk Control on Iron Ore Spot Trading of Beijing Iron Ore Trading Center 第一章 总则 Chapter I General Provisions 第一条 为加强交易风险管理，维护交易各方的合法权益，保障北京铁矿石 交易中心股份有限公司（以下简称“北铁中心” ）铁矿石现货交易业务的正常进行， 根据《北京铁矿石交易中心铁矿石现货交易规则》制定本办法。 Article 1. These Measures are formulated in accordance with the Regulations on Iron Ore Spot Trading of Beijing Iron Ore Trading Center for the purpose of strengthening the control of trading risk, protecting the legitimate rights and interests of every trading party and guaranteeing the fluent and smooth operations of the iron ore trading of Beijing Iron Ore Trading Center Corporation (hereinafter referred to as “COREX”). 第二条 北铁中心风险管理实行履约保证金制度、涨跌停板制度、累计涨跌 幅度限制制度、申报限额制度、风险警示制度和异常情况处理办法等。 Article 2. According to the requirements of risk control management, COREX establishes the performance deposit system, price limit system, cumulative price limit system, order limit system, risk warning system and abnormal situation handling system, etc. 第三条 在北铁中心进行铁矿石现货交易应当遵守本办法。 Article 3. The iron ore spot trading conducted in COREX shall be abided by these measures. 第二章 履约保证金制度 1 Chapter II Performance Deposit System 第四条 根据会员需求和实际情况，北铁中心可对铁矿石现货交易实行履约 保证金制度。履约保证金制度是指在交易中，会员按照其所订立合同价值的一定 比例交纳保证金，作为其履行约定合同的履约承诺。 履约保证金额度标准执行国家相关法律、法规标准，由北铁中心确定并公布。 北铁中心为加强风险控制管理，有权对履约保证金收取标准作适当调整，有权对 某一或全部合同的买方或卖方单方面或双方面提高保证金，并提前予以公告。 Article 4. COREX adopts performance deposit system for the trading of iron ore according to the members’ requirement and actual situation. This system means that to conduct the transaction, a member shall pay proportion of total v