二零一三年年报告.pdf

（证券代码：600030） 二零一三年年度报告 二零一四年三月 1 中信证券股份有限公司2013年年度报告 重要提示 本公司董事会、监事会及董事、监事、高级管理人员保证本报告内容的真实、准确、完整，不存在虚 假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 本报告经本公司第五届董事会第二十三次会议审议通过。本公司全体董事出席了会议。 未有董事、监事对本报告提出异议。 本公司经董事会审议的2013 年度利润分配预案为：每10股派发现金红利人民币1.50 元（含税）。此 预案尚需公司股东大会批准。 本公司国内及国际年度财务报告已经分别由安永华明会计师事务所 （特殊普通合伙）和安永会计师事 务所审计，并出具了标准无保留意见的审计报告。 本公司董事长王东明先生、主管财会工作负责人兼财会机构负责人葛小波先生声明：保证本年度报告 中的财务报告真实、准确、完整。 本公司不存在被关联/连方非经营性资金占用情况。 2 中信证券股份有限公司2013年年度报告 目 录 释义 ······················································································4 重大风险提示··············································································6 一、公司基本情况··········································································7 二、财务概要··············································································12 三、董事长致辞 ············································································15 四、管理层讨论与分析·····································································16 五、董事会报告············································································37 六、重要事项·············································································38 七、股份变动及主要股东情况·······························································46 八、董事、监事、高级管理人员和员工情况····················································49 九、企业管治报告·········································································57 十、审计报告及财务报表 ···································································75 十一、备查文件目录········································································76 附录一：组织结构图·······································································214 附录二：信息披露索引·····································································215 附件三：报告期内取得的行政许可批复·······················································221 附录四：境内外分支机构名录·······