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Application made by the Solicitors Regulation Authority Board to the
Legal Services Board under Part 3 of Schedule 4 to the Legal Services
Act 2007, for the approval of the SRA Overseas Rules [2013] and SRA
Amendment to Regulatory Arrangements (Overseas Rules) Rules 2013
A. Summary
1. This application is made to the Legal Services Board for approval of changes
to the SRAs regulatory arrangements in relation to the provision of legal
services by authorised bodies and regulated individuals in jurisdictions
outside England and Wales. These new arrangements are designed to
modernise the regime governing practice in other jurisdictions. The detail of
the proposed new arrangements is set out in section C below, but in summary
these proposals do the following:
Create separate regimes governing the different circumstances in
which an SRA regulated individual or authorised body is practising
temporarily in another jurisdiction, as opposed to when they are
permanently established and practising overseas.
Replace the SRA Principles and detailed outcomes in the SRA Code
of Conduct with a set of Overseas Principles which adapt the SRA
Principles in an appropriate and proportionate manner for regulated
individuals and bodies who are practising overseas.
Introduce the concept of an overseas practice which simplifies both
the process of initial authorisation for new offices overseas and the
application of SRA regulatory requirements across the different
structures that a single authorised body might establish in different
jurisdictions.
Introduce the concept of a responsible authorised body which allows
the SRA to hold an authorised body to account in
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