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www.marbella.to/cfa-aficionado CFA EXAM Level 1 Schweser Sample Exam With Solutions cfa-aficionado@ cfa-aficionado@ LEVEL 1 SAMPLE EXAM STUDY SEMINAR FOR FINANCIAL  ANALYSTS and SCHWESER STUDY PROGRAM MAY 2001 180 MINUTES Each question is worth 1.5 points Additional Sample Exams are available for purchase at . © 2001 SCHWESER STUDY PROGRAM 2001 WINDSOR SAMPLE EXAM - 1 The following 18 questions relate to Ethics. 1. Which of the following should an analyst do to comply with Standard I(A), Fundamental Responsibilities, Maintaining Knowledge of and complying with the Law? A. learn the laws and rules governing her/his conduct. B. seek the advice of counsel when in doubt concerning the requirements of the law. C. establish and implement internal compliance procedures designed to prevent legal violations and follow them. D. all of the above. 2. Janet Olson, CFA, is an analyst at Quantech Associates. Olson attended a conference at which Brian Wright presented several proprietary computerized spreadsheets that he had developed to value high-tech stocks. While at the conference, Olson copied the spreadsheets without Wrights knowledge. Later, Olson made several minor changes to Wrights initial model. After testing the revised model, Olson was impressed with the results. As inputs for the model, she used factual materials supplied by Moodys Investors Service, a recognized financial and statistical reporting