推动中国投资银行发展的策略研究.doc

天津师范大学 硕士学位论文 推动中国投资银行发展的策略研究 姓名：李娜 申请学位级别：硕士 专业：政治经济学 导教师：王洪]K>wadays,with highly developing of capital inaricet,it have played an indispensable role on in our country, but their business c^tal is small, the lainly confined to securities issuing and dealing, their ability is limited, do not rise to die level of cfqutal ,(Hir is voy uncompetitive. Tha-efore, to our country, it is developing bvestment banking that fliey are competitive to energetically participate in the reforms of state-owned enterprises and die cqntal maiket. So, using successful i significance and practical significance. Firstly,this paper had a general introducing of investment bank's implication , business range and main function. Secondly,the paper introduced the development of investment bank in die developed newly-emerging nations (area), pointed out the developing trend of in the field of legal system building , _tal scale，business diversification and intonationalizatioii etc. Thirdly,the pi^ looked back to die developing history of China's investment bank, summarized out the function of China's investment bank in die home maiket.And then, in the two aspects of macroscopic and microscopic enviroiiment,tfae paper thoroughly analyzed die problem our domestic investment bank had. The existing problems mainly the development pattern of our domestic investment banking: financial holding i On the basis of that,tfae paper have brou^t forward the countermeasurM that drives the development of china's investment banking/The measures including: strengthen the legal system building and supervisionjierfect (he capital maiket,accelerate the merga and acquisitioiMxntralize ciqntal, diversify business,personnel training ’ broaden financing I&y words:mvesment banldng,ciq>ital maiket,development^tegy 第一章绪论 一、选题背景与研究意义 投资银行主要是从事证券承销与交易，企业兼并与重组、基金管理、风险投 资、財务頼问等多种业务的金融机构?它是市场经济机制的组织者和有机组成部 分，也是现代金融系统的一个重要要素，在世界经济中发挥着不容忽视的积极作 用. 投资银行的兴盛繁荣，已成为衡量一个国家和地区市场经济发达程度的重要 标志，没有投资银行，就没有当今世界高度发展的市场经济*投资银行能使市场 经济按照效