2019年系列讲座课件ResearchOpportunitiesReservedforSmallBusiness.pptVIP

Small Business Innovation Research (SBIR) Set-aside program for small business concerns to engage in federal RD -- with potential for commercialization. Small Business Technology Transfer (STTR) Set-aside program to facilitate cooperative RD between small business concerns and U.S. research institutions -- with potential for commercialization. WHY SBIR???? Congress designated 4 major goals 2000 REAUTHORIZATION Program Extension until 9/30/2008 Output and Outcome Data - Public Database: basic award information (Tech-Net-- ) - Government Database: program evaluation (Phase II awardees -- e.g., new product sale revenues; other investment funding sources) WHY STTR???? 2001 STTR REAUTHORIZATION Reauthorized through FY2009 Set-aside increased from 0.15% to 0.30% in FY 2004 Phase II award levels increased from $500,000 to $750,000 in FY 2004 Participating agencies to implement similar outreach efforts as SBIR SBIR/STTR: 3-Phase Program PHASE I Feasibility Study $100K and 6-month (SBIR) or 12-month (STTR) Award PERFORMANCE of RESEARCH ACTIVITIES FEE/PROFIT Up to 7% of total direct and FA costs may be requested for fee Must be REQUESTED/JUSTIFIED in application/proposal Only SBC eligible; no contracts, consortium or other third party are eligible for fee Not direct or indirect cost SBIR / STTR Participating Agencies DOD SBIR/STTR HHS SBIR/STTR NASA SBIR/STTR DOE SBIR/STTR NSF SBIR/STTR DHS SBIR USDA SBIR DOC SBIR ED SBIR EPA SBIR DOT SBIR Standard Phase I Process Agencies describe RD topics in solicitations. Agency SBIR Differences Number and Timing of Solicitations RD Topic Areas -- (Broad vs. Focused) Dollar Amount of Award (Phase I and II) Proposal Preparation Instructions Financial details (e.g., Indirect Cost Rates, Gap Funding) Receipt Dates Proposal Review Process Proposal Success Rates Type of Award (Contract or Grant) Agency SBIR Differences SBIR