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2017 Level III Mock Exam PM
The 2017 Level III Chartered Financial Analyst (CFA®) Mock Examination has 60
questions. To best simulate the exam day experience, candidates are advised to allocate
an average of 18 minutes per item set (vignette and 6 multiple choice questions) for
a total of 180 minutes (3 hours) for this session of the exam.
Questions Topic
1–6 Ethical and Professional Standards
7–12 Behavioral Finance
13–18 Private Wealth Management
19–24 Asset Allocation
25–30 Fixed Income Portfolio Management
31–36 Fixed Income Portfolio Management
37–42 Equity Portfolio Management
43–-48 Risk Management
49–54 Trading, Monitoring, Rebalancing
55–60 Performance Evaluation
Total: 180
By accessing this assessment, you agree to the following terms of use: The practice tests and mock exams
are provided to currently registered CFA candidates. Candidates may view and print the exams for personal
exam preparation only. The following activities are strictly prohibited and may result in disciplinary and/
or legal action: accessing or permitting access by anyone other than currently registered CFA candidates
and copying, posting to any website, e-mailing, distributing, and/or reprinting the practice tests and mock
exams for any purpose.
© 2017 CFA Institute. All rights reserved.
2 2017 Level III Mock Exam PM
2017 LEVEL III MOCK EXAM PM
Jorge Peña Case Scenario
Jorge Peña is a broker at Northwest Securities and a CFA Institute member who passed
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