复习冲刺-道德.pdfVIP

Ethics 15% Study Session 1 Veronica 1 Exam Introduction Study Session 1 Ethical and Professional Standards 15% Study Session 2-3 Quantitative Methods 10% Study Session 4-5 Economics 10% Study Session 6-9 Financial Reporting and Analysis 15% Study Session 10-11 Corporate Finance 10% Study Session 12-13 Equity Investment 11% Study Session 14-15 Fixed Income 11% Study Session 16 Derivatives 6% Study Session 17 Alternative Investments 6% Study Session 18-19 Portfolio Management 6% Weights: 100% 2 Exam Introduction ➢ Study Session 1: Ethical and Professional Standards ✓ Reading 1: Ethics and Trust in the Investment Profession (☆) ✓ Reading 2: Code of Ethics and Standards of Professional Conduct (☆☆) ✓ Reading 3: Guidance for Standards I-VII (☆☆☆) ✓ Reading 4: Introduction to the Global Investment Performance Standards (GIPS) (☆) ✓ Reading 5: The GIPS Standards (☆☆) 3 Exam Introduction William Roger, an unemployed research analyst, recently registered for the CFA Level I exam. After two months of intense interviewing, he accepts a job with a stock brokerage company in a different region of the country. Roger posts on a social media blog how being a CFA candidate really helped him get a job. He also notes how relieved he was when his new employer didn’t ask him about being fired from his former employer. Which CFA Insti