《海通证券qfii业务en》ppt教案模板.pptVIP

Strong Research Support IPO, Targeted placement and Secondary offering information and favorable treatment Arrange field visits to listed companies and communications with top managements Large conferences : annual, semi-annual, special topics; regular teleconference Large scale joint visits to key listcos Data and information collection at any time Customized topic reports Other services to be named by clients Other customized services Competitive Execution Service * Competitive Trading Service 2 3 1 4 Leading Execution Platform Comprehensive Sales Trading Service Prominent Execution Capabilities Results Flexible Order Routing Connectivity QFII Bloomberg GL and others Fidessa TradeWeb FIX Engine Haitong OMS/EMS Support DMA leased line Flexible Order Routing Connectivity SH/SZ Stock Exchange Prominent Execution Capabilities Record Information flow Efficient coordination Comprehensive trading Assistance Multiple order instructions VWAP/ CD/ Volume In Line/ Limit OB/ Straight Limit/ Market/ MOC Dollar-neutral Switches/ Pair Trade/ etc. Basket trading and program trading supported Online Offline IPO subscription assistance Secondary offering and rights issue reminder and participation Online vote assistance Trading Record ’06 ’07 ’08 ’09 ’10 Total execution 5205 6732 6874 14034 36776 Avg. bp deviation 6.1bp 5.08bp 6.07bp 0.74bp 0.39bp Beat mkt. pct 51.8% 49.8% 51.93% 51.62% 48.97% Within 15bp 70% 61.3% 65% 65.4% 75.4% Daily avg. T/O 90.9mn 315mn 232mn 329mn 329mn Maximum daily T/O 920mn 1.05bn 980mn 1.1bn 991mn Error trade ratio 0.08% 0.09% 0.029% 0.049% 0.005% Targets best execution for all order instructions Below average error trade ratio Comprehensive execution report Leading Execution Platform Instruction Mgmt Post-Trade Mgmt Cash Securities Mgmt Customer A/C Mgmt Easy order setup/ amendment/ stop/ cancellation One-click upload of customized format basket Easy basket stop/ cancellation/ resume Same name pro-ratio trade on prime