共同基金其他投资频道.pdfVIP

MutualFundsandOtherInvestmentCompanies

1.A___investsinaportfoliothatisfixedforthelifeofthefund.

a.

mutualfund

b.

moneymarketfund

c.

managedinvestment

d.

unitinvestmenttrust

2.______arepartnershipsofinvestorswithportfoliosthatarelargerthanmost

individualinvestorsbutarestilltoosmalltowarrantmanagingonaseparate

basis.

a.

Commingledfunds

b.

Closed-endfunds

c.

REITs

d.

Mutualfunds

3.A___isaprivateinvestmentpool,opentowealthyorinstitutionalinvestors,

thatiemptfromSECregulationandcanthereforepursuemorespeculative

policiesthanmutualfunds.

a.

commingledpool

b.

unittrust

c.

hedgefund

d.

noneoftheabove

4.Hedgefunds___.

a.

allowprivateinvestorstopoolassetstobeinvestedbyafundmanager

b.

arenotsubjecttoSECregulation

c.

investmentstrategiescanmakeheavyuseofderivativesandleverage

d.

alloftheabove

5._____isanexampleofahedgefund.

a.

Long-TermCapitalManagement

b.

TheWellingtonFund

c.

TheVanguardGrowthIndexFund

d.

noneoftheabove

6.TheNAVof_____isfixedat$1pershare.

a.

equityfunds

b.

moneymarketfunds

c.

fixedincomefunds

d.

commingledfunds

7.Atof2000thereweremorethan_____mutualfunds.

a.

500

b.

1,700

c.