AS9120B内审检查表-中英文版.docx

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AS9120:2016MandatoryRequirements

ObjectiveEvidenceReferences

Conforms

Sectionsareparaphrased.Refertospecificdocumentfordetail.

Yes

No

AS9120-2016 12-May-2017 PagePAGE\*Arabic7ofNUMPAGES\*Arabic7

AS9120:2016Checklist

序号

AS9120Mainrequirementsandquestionsoftheclaus

AS9120条款主要要求和提问

ObjectiveEvidenceReferences

客户证据与参考记录

Conforms

符合性

REG-FRM259120Delta 14-Feb-2018 PagePAGE\*Arabic1ofNUMPAGES\*Arabic7

4.1

Isthereobjectiveevidencethattheorganizationhasdeterminedandismonitoringinformationregardingitscontext,bothinternallyandexternally?

是否有客观证据表明组织已经确定并且正在监控内部和外部有关其背景的信息？

4.2

Hastheorganizationdetermineditsinterestedpartiesandtheirrequirements,andisitmonitoringandreviewingtheirneedsandexpectations?

组织是否确定了其感兴趣的各方及其要求，是否正在监督和审查他们的需求和期望？

4.3

Isthereadocumentedscopeofthequalitymanagementsystem?

Doesitaddresstherequirementsfrom4.1and4.2?

Doesitadequatelyjustifyanystandardrequirementsthataredeemednotapplicabletothecompany?

NOTE:Themanagementsystemscopedocumentisnotthesameasthescopeofcertification.

?质量管理体系是否有书面记录？

?它是否满足4.1和4.2的要求？

?是否足以证明任何被认为不适用于公司的标准要求？

注意：管理系统范围文档与认证范围不同。

4.4

Dotheclient-identifiedprocessessatisfyallelementsofAS9120:2016?

Howarerisksandopportunitiesconsidered,andwhatplanshavebeenmadetoaddressthem?

Hastheorganizationestablishedandmaintaineddocumentedinformationthatincludes:

?ageneraldescriptionofrelevantinterestedparties;

?thescopeofthequalitymanagementsystem,includingboundariesandapplicability;

?adescriptionoftheprocessesneededforthequalitymanagementsystemandtheirapplicationthroughouttheorganization;

?thesequenceandinteractionoftheseprocesses;

?assignmentoftheresponsibilitiesandauthoritiesfortheseprocesses.

NOTE:Theabovedescriptionofthequalitymanagementsystemcanbecompiledintoasinglesourceofdocumente