2025国考天津证券监管英语核心词汇与缩略语速查手册.docxVIP

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2025国考天津证券监管英语核心词汇与缩略语速查手册

题型一：词汇填空题（每题2分，共10题）

说明：下列句子中留空处需填入最合适的证券监管相关英语词汇。

1.TheSEChasproposednew______toregulatetheuseofcryptocurrenciesbyfinancialinstitutions.

A.directives

B.amendments

C.frameworks

D.sanctions

2.Mutualfundsmustdisclosetheirportfolio______toensuretransparencytoinvestors.

A.allocation

B.liquidity

C.diversification

D.performance

3.The______authorityoverseesthelistingofsecuritiesontheTorontoStockExchange.

A.regulatory

B.commercial

C.administrative

D.operational

4.A______isafinancialcontractthatderivesitsvaluefromanunderlyingasset.

A.derivative

B.equity

C.bond

D.mutualfund

5.The______committeereviewsapplicationsfornewsecuritiesofferings.

A.compliance

B.auditing

C.investment

D.underwriting

6.The______rulerequiresbrokerstomaintainacertainamountofcapitaltoprotectclients.

A.netcapital

B.leverage

C.margin

D.solvency

7.The______marketiswheresecuritiesaretradedaftertheirinitialissuance.

A.primary

B.secondary

C.tertiary

D.quaternary

8.The______isameasureofacompanysabilitytomeetitsshort-termobligations.

A.debt-to-equityratio

B.currentratio

C.price-to-earningsratio

D.dividendyield

9.The______actgovernstheregulationofsecuritiesandinvestmentsintheUnitedStates.

A.Dodd-Frank

B.SecuritiesAct

C.Sarbanes-Oxley

D.Glass-Steagall

10.The______isasystemforreportingandmonitoringsuspicioustradingactivities.

A.tradesurveillance

B.riskmanagement

C.compliancereview

D.audittrail

题型二：缩略语匹配题（每题2分，共10题）

说明：将下列缩略语与其对应的英文全称或解释进行匹配。

1.SEC

A.SecuritiesandExchangeCommission

B.SingaporeExchange

C.SocietyforEthicalCompanies

D.StockExchangeCorporation

2.NASDAQ

A.NationalAssociationofSecuritiesDealersAutomatedQuotations

B.NorthAmericanSecuritiesAdministratorsAssociation

C.NationalAssociationofStockbrokers

D.NewYorkStockExchangeAutomatedQuotations

3.