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- 2026-05-28 发布于河北
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2025年CFA考试真题及投资分析
考试时间：______分钟总分：______分姓名：______
PartI:EthicsandProfessionalStandards
1.Aninvestmentmanagerisconsideringhiringaformerclienttoworkinthefirm.Theclienthadpreviouslyinvestedsignificantcapitalwiththemanager.AccordingtotheCFAInstituteCodeandStandards,whichofthefollowingactionsismostappropriatefortheinvestmentmanagertotakepriortoextendinganoffer?
a.Notifytheformerclientscurrentinvestmentmanagerofthefirmsintentiontohire.
b.Recuseherselffromthehiringdecisiontoavoidanypotentialconflictsof
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