2026年CFA一级考试道德含解析.docxVIP

2026年CFA一级考试道德含解析

考试时间：______分钟总分：______分姓名：______

第一部分

1.AnanalystatCFAInstituteMemberFirmisevaluatingacompanyinthepharmaceuticalsector.Thecompanyisdevelopinganewdrug,andtheanalystexpectssignificantpositiveimpactonthecompanysstockpriceifthedrugreceivesregulatoryapproval.Theanalystsbrotherworksasasalesrepresentativeforamajorcompetitorofthiscompany.Whichofthefollowingactions,ifany,bytheanalystwouldbeinviolationofStandardII(A)–ResearchObjectivity?

a.Theanalystchoosesnottoincludeanydiscussionofthecom