2026年CFA一级道德伦理高频考点含解析.docxVIP

2026年CFA一级道德伦理高频考点含解析

考试时间：______分钟总分：______分姓名：______

一、单项选择题（请选择最符合题意的选项）

1.Aninvestmentprofessionalisprovidingportfoliomanagementservicestoaclient.Theclientasksforasecondopiniononaninvestmentrecommendationmadebyacompetitor.Theinvestmentprofessionalrecommendsthecompetitorsinvestmentbutchargestheclientafeeforthesecondopinionservice.WhichCorePrincipleistheinvestmentprofessionalprimarilyviolating?

a)Objectivity

b)ProfessionalCompetence

c)Integrity

d)Fairness

2.Ananalystatabrokeragefirmisresearchingacom