2026年CFA一级考试道德与专业标准真题.docxVIP

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  • 2026-08-31 发布于河北
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2026年CFA一级考试道德与专业标准真题.docx

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2026年CFA一级考试道德与专业标准真题

考试时间:______分钟总分:______分姓名:______

第一部分

1.Aninvestmentanalystisconsideringrecommendingastocktoherclient.Thestockisissuedbyacompanythatisamajorclientoftheanalystsemployer.Theanalystsemployerprovidesvariousservicestothecompany,includingauditingandconsulting.Theanalystsbrotherworksforthiscompanyinanon-executiverole.Whichofthefollowingactionsismostappropriatefortheanalyst?

a.Immediatelydisclosetherecommendationtohersupervisoranddocumenttheconflict.

b.Recuseherselffromma

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