2026年最新CFA一级伦理道德模拟练习试题及答案.docxVIP

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2026年最新CFA一级伦理道德模拟练习试题及答案.docx

2026年最新CFA一级伦理道德模拟练习试题及答案

考试时间:______分钟总分:______分姓名:______

PartOne:MultipleChoiceQuestions

1.Ananalystisevaluatingtwostocksforaclient.Theclienthasprovidedtheanalystwithasignificantamountofpersonalfinancialinformation,whichtheanalystusestodevelopahighlytailoredinvestmentrecommendation.Whichofthefollowingbestdescribesthesituationdescribedabove?

A.TheanalysthasviolatedStandardI(A)Professionalismbyengaginginexcessivelobbying.

B.TheanalysthasviolatedStandardII(A)InvestmentRecommendationsandActionsbyfailingtoo

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