汇丰银行：中国资本市场手册.pdfVIP

December 2002 !# Issued by The Hongkong and Shanghai Banking Corporation Limited. Chinas Capital Markets Handbook China’s Capital Markets Handbook !# Acknowledgements The author of this handbook would sincerely like to thank officers at the China Securities Regulatory Commission, the China Development Bank and the Ministry of Finance for their useful observations on the early drafts. Additional thanks should be extended to HSBC staff in Beijing, Shanghai and the HKSAR from the departments of Treasury, Economics, Public Affairs, Investment Banking and Commercial Banking. Special thanks should also be given to Mr Kang Jian for his steady, dedicated and professional commitment to the project. 感謝： 本書的作者對財政部，中國証券監督管理委員會和國家開發銀行的官 員最初給于本書的關注和建議表示誠摯的謝意。另外還要感謝在北 京、上海和香港特別行政區匯丰的財資、經濟、公眾事務、投資銀行 和商業銀行的同事們。特別要感謝康健先生對這一項目專業的，自始 至終的支持。 China’s Capital Markets Handbook !# Contents Chapter I Overview 1 Chapter II Cash Markets 18 Chapter III Bond Markets 34 Chapter IV Equity Markets 61 Appendix 84 目錄 第一章 綜述 95 第二章 現幣市場 111 第三章 債券市場 126 第四章 股票市場 153 附錄 174 Economist David Seto CH 8610 6526 0901 619 CH–david.y.m.set