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Research Planning
Secondary Market Survey 2004
May 2005
Secondary Market Survey 2004
CONTENTS
Page
EXECUTIVE SUMMARY 1
1. INTRODUCTION 2
2. TARGET RESPONDENTS AND METHODOLOGY 2
2.1 Target respondents 2
2.2 Methodology 2
2.3 Limitations 3
2.4 Response rate 4
3. DEMOGRAPHICS OF RESPONDENTS 5
4. GENERAL MARKET CONDITIONS 7
4.1 Confidence in the market 7
4.2 Attractiveness of the Main Board 8
4.3 Attractiveness of GEM 9
4.4 Attractiveness of the derivatives market 10
5. TRADING, CLEARING AND SETTLEMENT 10
5.1 Efficiency and reliability of trading and clearing systems 10
5.2 Market liquidity 12
5.3 Market depth and price efficiency in the stock market 13
5.4 Trading aspects in the stock options market 15
5.5 Transaction costs 16
5.6 Efficiency of transaction processes 17
5.7 Exchange’s overall risk management 19
6. MARKET REGULATION 20
6.1 Regulation and corporate governance of listed companies 20
6.2 Regulation of market activities and investor protection 21
6.3 Regulation of brokers 23
6.4 Overall regulation local vs overseas 24
7. MARKET AND ISSUER INFORMATION 25
7.1 Issuer information 25
7.2 Market information 26
8. THE EXCHANGE’S PRODUCTS AND SERVICES 28
8.1 The Exchange’s products 28
8.2 The Exchange’s clearing and settlement services 29
8.3 The Exchange’s fees 30
8.4 The Exchange’s technical support 31
8.5 The Exchange’s other services 33
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