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Transport Inequalities, Gradient Estimates, Entropy
and Ricci Curvature
Karl-Theodor Sturm Max-Konstantin von Renesse
University of Bonn1
Abstract. We present various characterizations of uniform lower bounds for the Ricci curvature
of a smooth Riemannian manifold M in terms of convexity properties of the entropy (considered
as a function on the space of probability measures on M ) as well as in terms of transportation
inequalities for volume measures, heat kernels and Brownian motions and in terms of gradient
estimates for the heat semigroup.
Keywords. transport inequalities, coupling, Wasserstein distance, displacement convexity, gra-
dient estimate, entropy, Ricci curvature, Bakry-Emery estimate.
1 Introduction and statement of the main results
For metric measure spaces there is neither a notion of Ricci curvature nor a common notion of
bounds for the Ricci curvature (comparable for instance to Alexandrov’s notion of bounds for
the sectional curvature for metric spaces).
The goal of this paper is to present various characterizations of uniform lower bounds for
the Ricci curvature of a smooth Riemannian manifold M in terms of convexity properties of the
entropy (considered as a function on the space of probability measures on M ) as well as in terms
of transportation inequalities for volume measures, heat kernels and Brownian motions and in
terms of gradient estimates for the heat semigroup.
In the sequel, (M, g) always is assumed to be a smooth connected Riemannian manifold
with dimension n, Riemannian distance d(x, y) and Riemannian volume m(dx) = vol(dx). For
r
r ∈ [1, ∞[ the L -Wasserstein distance of two measures µ , µ on M is defined as
1 2
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