Article electronically published on March 26, 2003 ON THE UNKNOTTING NUMBER OF MINIMAL DIAG.pdf
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Article electronically published on March 26, 2003 ON THE UNKNOTTING NUMBER OF MINIMAL DIAG
MATHEMATICS OF COMPUTATION
Volume 72, Number 244, Pages 2043–2057
S 0025-5718(03)01514-X
Article electronically published on March 26, 2003
ON THE UNKNOTTING NUMBER OF MINIMAL DIAGRAMS
A. STOIMENOW
Abstract. Answering negatively a question of Bleiler, we give examples of
knots where the difference between minimal and maximal unknotting number
of minimal crossing number diagrams grows beyond any extent.
1. Introduction
It is known that a diagram D of a knot can be made into a diagram of the unknot
by crossing changes. The unknotting number u(D) of D is defined as the minimal
number of such crossing changes, and the unknotting number u(K) of a knot K is
given by
u(K) = min
D diagram of K
u(D) .
Taking the minimum over an infinite number of diagrams makes the unknotting
number of a knot often hard to calculate (see [KM, Tr]). Thus one is led to consider
modifications of this definition where only finitely many diagrams are considered.
The most appealing idea is to consider just diagrams D of crossing number c(D)
equal to the (minimal) crossing number c(K) for K. Thus define
umin(K) = min
D diagram of K
with c(D) = c(K)
u(D) and umax(K) = max
D diagram of K
with c(D) = c(K)
u(D) .
We have then for any knot K the obvious inequalities
u(K) ≤ umin(K) ≤ umax(K) .(1)
Suggestively, for many knots both inequalities are in fact equalities. The second
inequality holds for alternating knots by the proof of the Tait crossing number
[Ka, Mu, Th] and flyping conjectures [MT], and the first inequality is true for a large
class of positive braid knots (including the torus knots) by the work of Murasugi
[Mu2], Boileau-Weber [BW], and the proof of the (local) Thom conjecture [KMr].
It was surprising, when Bleiler [Bl] and Nakanishi [Na] (independently) found
an example, 108 in the tables of [Ro, appendix], for which the first inequality was
strict (u = 2, but umin = 3). Bleiler asked whether there are also examples of knots
for which the second inequality is strict. This was confirmed b
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